Compliance Officer Job at CICC(Z), China

NTFSNUxGaVE4cC9ZcGtIUmppV2NtTVZrL2c9PQ==
  • CICC(Z)
  • China

Job Description

Render regulatory advice to all business units of the Company to facilitate their compliance with all relevant rules and regulations of the regulators as well as the Group’s internal policies and procedures. Formulate and formalize Compliance Policies and Procedures. Conduct KYC/CDD review, AML screening and risk assessment. Perform transaction monitoring, surveillance on e-comms and trade of business units. Conduct compliance briefing and training to business units. Act as the key liaison for internal and external audits of compliance and internal processes and procedures. Such other responsibilities or tasks the Department may assign from time to time.

Job Tags

Full time,

Similar Jobs

UCLA Health

Clinical Nurse Specialist - Adult Cardiac Job at UCLA Health

DescriptionThe clinical nurse specialist (CNS) - is the clinical nursing leader for Adult Cardiac Critical care and Telemetry programs at UCLA Health. The advanced knowledge and skills required for this role include clinical expertise, evidence-based practice, collaboration... 

ASM

Event Staff Job at ASM

 ...by client and/or law. Respond to emergency situations requiring security assistance. Protects evidence or scene of incident in the event of accidents, emergencies, or security investigations. Prepares routine and standardized incident reports. Provides security escorts... 

Insight Global

Electrical Estimator Job at Insight Global

 ...retrofits and tenant fit-outs, and they are known for their strong family values and rapid growth in the industry. Position: Electrical Estimator Job Description: We are seeking a skilled Electrical Estimator to join our team for a variety of mission-critical... 

Amerit Consulting

Healthcare / Medical Administrative Assistant Job at Amerit Consulting

 ...Overview: Our client, a not-for-profit hospital system, seeks an accomplished Healthcare Administrative Assistant . *** Candidate must be authorized to work in USA without requiring sponsorship **************************************************************... 

PTR Global

UX Designer Job at PTR Global

 ...Looking for someone to work on-site Tuesday- Thursday Will need to have experience enhanced/ creating UX Design Systems The job This job is a member of the User Experience (UX) and Digital Customer Experience team IT. The UX Product Designer is a thoughtful,...